WHAT WE DO
This office conducts a number of activities to ensure compliance of firms with the rules and regulations:
Prevention & Security
Development of Prevention, Detection & Internal Security Policies
Anti-Money Laundering & Counter-Terrorism Financing
Consumer Protection
Accept Consumer Complaints
Restrict Unfair, Abusive & Fraudulent Business Practices
Compliance & Investigations
Comprehensive Background Checks
International Financial Crime & Fraud Investigations
Financial Instrument & Document Analysis
Dispute & Asset Resolution
Mediation
Arbitration
Dispute Resolution
Dispute Resolution
Financial Tracking & Asset Recovery
Transaction Pattern & Trend Analysis
Legal Enforcement
Investigation & Enforcement of Legal Actions
Litigation Support & Expert Witness Testimony
The commission is a direct response to the increased sophistication of financial crimes used by organized criminal elements to commit money laundering and securities fraud. We are structured to offer a victims absolute flexibility according to their individual needs.
Our Skills
HOW ARE WE FUNDED
We receive funding from the Congress and we are answerable to the Treasury Department concerning financial allocation and distribution to employees. We do not accept or charge any fees for any of the services we provide.
