As a specialized commission, this office conducts inquiries and investigations into matters associated with fraud, suspect documents and money laundering. We are an independent regulatory commission for investment firms. We exist to ensure that the corporate finance industry is conducting business fairly and under the guidance and supervision of policies set forth by this country.
We are committed to protecting the investing public and maintaining the market integrity through efficient governance and regulation of the industry.
This office conducts a number of activities to ensure compliance of firms with the rules and regulations:
• Development of Prevention, Detection & Internal Security Policies, Measures & Procedures
• Comprehensive Background Checks
• International Financial Crime & Fraud Investigations
• International Financial Crime & Fraud Investigations
• Financial Tracking & Asset Recovery
• Anti-money Laundering & Counter-terrorism Financing Activity
• Litigation Support & Expert Witness Testimony/Evidence
• Transaction Pattern & Trend Analysis
• Financial Instrument & Document Analysis
The commission is a direct response to the increased sophistication of financial crimes used by organized criminal elements to commit money laundering and securities fraud. We are structured to offer a victims absolute flexibility according to their individual needs.
We receive funding from the Congress and we are answerable to the Treasury Department concerning financial allocation and distribution to employees. We do not accept or charge any fees for any of the services we provide.
290 Broadway, New York
NY 10007 United States
probe@tsibgov.org
inspect@tsibgov.org
1-646-435-3287
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